Legal Statement and Disclaimer

Legal Statement

ANY OFFERING OR ANY POTENTIAL SALE OF SECURITIES CONTEMPLATED BY THIS WEBSITE WILL BE MADE IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), FOR OFFERS AND SALES OF SECURITIES WHICH DO NOT INVOLVE ANY PUBLIC OFFERING AND ANALOGOUS EXEMPTIONS UNDER STATE SECURITIES LAWS AND WHICH ARE AVAILABLE TO ACCREDITED INVESTORS ONLY (AS DEFINED IN THE SECURITIES ACT). THE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY U.S. FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY, OR ANY NON-U.S. SECURITIES COMMISSION OR REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THIS WEBSITE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.

THIS WEBSITE DOES NOT CONSTITUTE AN OFFER TO SELL, A SOLICITATION TO BUY, OR A RECOMMENDATION FOR ANY SECURITIES. THIS WEBSITE IS PROVIDED FOR ASSISTANCE ONLY AND IS NOT INTENDED TO BE AND MUST NOT ALONE BE TAKEN AS THE BASIS FOR AN INVESTMENT DECISION OR INVESTMENT ADVICE. ANY SECURITIES OFFERED BY TREATY OAK FUNDS OR THEIR AFFILIATES WILL BE OFFERED PURSUANT TO A PRIVATE PLACEMENT MEMORANDUM AND ONLY TO ACCREDITED INVESTORS.

Investor Portal Disclaimer

THIS OFFERING IS BEING MADE PURSUANT TO RULE 506(c) OF REGULATION D PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) AND THE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE AND ARE BEING OFFERED IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS AND MAY ONLY BE SOLD TO ACCREDITED INVESTORS. THE SECURITIES MAY NOT BE SOLD, TRANSFERRED, PLEDGED, OR HYPOTHECATED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL ACCEPTABLE TO THE ISSUER TO THE EFFECT THAT REGISTRATION IS NOT REQUIRED. THIS OFFERING OF SECURITIES IS MADE PURSUANT TO ALL STATEMENTS, DISCLOSURES, FORWARD LOOKING STATEMENTS AND RELATED MATTERS CONTAINED IN THE PRIVATE PLACEMENT MEMORANDUM, INCLUDING ALL ATTACHMENTS THERETO, AS THE SAME MAY BE AMENDED OR SUPPLEMENTED.

TREATY OAK FUNDS AND THE AFFILIATED ISSUER OF SECURITIES RESERVE THE RIGHT TO REFUSE, CANCEL, OR LIMIT THE SALE OF SECURITIES AND SALES MAY BE SUBJECT TO A MINIMUM INVESTMENT. THE PURCHASE OF THE SECURITIES DESCRIBED IN THE PRIVATE PLACEMENT MEMORANDUM INVOLVE A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THEIR ENTIRE INVESTMENT AND ABLE TO HOLD THEIR INVESTMENT FOR AN INDEFINITE AMOUNT OF TIME. THE SECURITIES DESCRIBED IN THE PRIVATE PLACEMENT MEMORANDUM WILL ONLY BE OFFERED TO ACCREDITED INVESTORS AS DEFINED IN THE SECURITIES ACT.